英文字典中文字典


英文字典中文字典51ZiDian.com



中文字典辞典   英文字典 a   b   c   d   e   f   g   h   i   j   k   l   m   n   o   p   q   r   s   t   u   v   w   x   y   z       







请输入英文单字，中文词皆可：


请选择你想看的字典辞典：
单词字典翻译
advisers查看　advisers　在百度字典中的解释百度英翻中〔查看〕
advisers查看　advisers　在Google字典中的解释Google英翻中〔查看〕
advisers查看　advisers　在Yahoo字典中的解释Yahoo英翻中〔查看〕

安装中文字典英文字典查询工具!


中文字典英文字典工具:
选择颜色:
输入中英文单字

































































英文字典中文字典相关资料:


  • IAPD - Investment Adviser Public Disclosure - Homepage
    IAPD provides details on SEC and state-regulated investment adviser firms for public awareness
  • Additional Observations Regarding Advisers’ Compliance with the . . .
    The Risk Alert addresses observations regarding advisers’ satisfaction of disclosure requirements and oversight and compliance practices under the Testimonials and Endorsements Provisions, as well as advisers’ due diligence and disclosure requirements under the Third-Party Ratings Provisions
  • Information About Registered Investment Advisers and Exempt Reporting . . .
    Investment advisers file Form ADV Part 1 to register with the SEC and or the states or file certain sections of Form ADV to report as an Exempt Reporting Adviser with the SEC, and must periodically update the information on their forms Form ADV contains information about an investment adviser and its business operations
  • SEC. gov | Statutes and Regulations
    Investment Advisers Act of 1940 This law regulates investment advisers With certain exceptions, this Act requires that firms or sole practitioners compensated for advising others about securities investments must register with the SEC and conform to regulations designed to protect investors
  • SEC Proposes Amendments to the Small Entity Definitions for Investment . . .
    The Securities and Exchange Commission today proposed amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for purposes of the Regulatory Flexibility Act (RFA)
  • Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment . . .
    Accordingly, while what advisers should consider depends on the facts and circumstances, the staff believes that the Commission’s statements about broker-dealers with respect to consideration of reasonably available alternatives likewise may provide a useful framework for investment advisers to consider in satisfying their care obligations
  • SEC. gov | Frequently Asked Questions on Form ADV and IARD
    A: Form ADV-E is the form used by advisers and independent public accountants to file a certificate of accounting, also referred to as a surprise examination report, for advisers that have custody of client funds or securities in order to be in compliance with rule 206 (4)-2 or similar state rules
  • SEC. gov | Marketing Compliance - Frequently Asked Questions
    Advisers are reminded that they should review their compliance policies and procedures in light of regulatory developments, including the adoption of the amended marketing rule
  • Final Rule: Custody of Funds or Securities of Clients by Investment . . .
    Summary: The Commission is adopting amendments to the custody rule under the Investment Advisers Act of 1940 The amendments modernize the rule by conforming the rule to modern custodial practices and requiring advisers that have custody of client funds or securities to maintain those assets with broker-dealers, banks, or other qualified custodians The amended rule also provides a definition
  • Commission Interpretation Regarding Standard of Conduct for Investment . . .
    This final interpretation regarding the standard of conduct for investment advisers under the Advisers Act (“Final Interpretation”) interprets section 206 of the Advisers Act, which is applicable to both SEC- and role in our capital markets and our economy more broadly Investment advisers and broker-





中文字典-英文字典  2005-2009